SEC Rule 606(a) Order Routing Reports

U.S. Securities and Exchange Commission (SEC) Rule 606(a) requires broker-dealers to make publicly available quarterly reports, broken down by calendar month, detailing their order routing practices for held, non-directed customer orders (customer does not specify to what venue for execution to route order) in Regulation NMS stocks.

For Public Ventures, these quarterly reports describe how and where customer orders are routed including statistical information by order type for each venue. The report also includes information regarding the material aspects of our clearing firm Interactive Brokers LLC’s relationship, if any, with each venue.